Private Unregistered Fund Managers

SEC Registration as an investment adviser is fast approaching. For information on ACA’s compliance solutions offered to private fund managers click here.

 

Get the Adobe Flash Player

 

Enroll in Future Webcasts

Office Locations

ACA’s Consultants

  • 33 full-time compliance consultants
  • Over 90% of ACA’s consultants are former SEC/FINRA/State examiners
  • 10 full-time compliance analysts
  • 17 full-time GIPS performance verification professionals

ACA COMPLIANCE GROUP

ACA Compliance Group (ACA) is a full-service compliance consulting firm that is committed to offering unparalleled regulatory compliance and GIPS verification services designed to satisfy the needs of investment advisers, private funds, investment companies, and broker-dealers. By partnering with ACA, our clients gain confidence from the knowledge that their compliance programs are being managed by a reputable company that has the skill, resources, and desire to help them build and maintain a quality infrastructure premised on robust processes and a culture of compliance.

Since its inception in 2002, ACA has developed and continues to maintain a reputation for high quality, unquestionable integrity, and unmatched dedication to its clients.  The ACA consulting team is comprised of former SEC, FINRA, NYSE and state regulators as well as in-house counsel and senior compliance managers from a number of prominent financial institutions. 

With services and fees scalable to meet particular needs, ACA offers its clients unique opportunities to achieve improved levels of confidence and competence in their compliance programs – key factors for success in today’s increasingly challenging business and regulatory environments.

News/Events

ACA's Spring Compliance Conference

The Grand Del Mar
5300 Grand Del Mar Court
San Diego, CA 92130
www.thegranddelmar.com

Please e-mail ecarra@acacompliancegroup.com for more information!