Best SEC audit survival guide for CCOs
ACA Insight is a weekly newsletter designed to keep compliance officers abreast of regulatory developments and industry practices affecting SEC-registered investment advisers and hedge funds.
ACA’s Consultants
ACA Compliance Group (ACA) is a full-service compliance consulting firm that is committed to offering unparalleled regulatory compliance and GIPS verification services designed to satisfy the needs of investment advisers, private funds, investment companies, and broker-dealers. By partnering with ACA, our clients gain confidence from the knowledge that their compliance programs are being managed by a reputable company that has the skill, resources, and desire to help them build and maintain a quality infrastructure premised on robust processes and a culture of compliance.
Since its inception in 2002, ACA has developed and continues to maintain a reputation for high quality, unquestionable integrity, and unmatched dedication to its clients. The ACA consulting team is comprised of former SEC, FINRA, NYSE and state regulators as well as in-house counsel and senior compliance managers from a number of prominent financial institutions.
With services and fees scalable to meet particular needs, ACA offers its clients unique opportunities to achieve improved levels of confidence and competence in their compliance programs – key factors for success in today’s increasingly challenging business and regulatory environments.
Couldn’t make it to
ACA’s Spring 2009 Compliance Conference?
Order the conference materials today!
Click here to view the full agenda and speaker bios.
E-mail Elizabeth Drabot for more information.