INVESTMENT ADVISER CONSULTANT

Principal Consultants for the Investment Adviser Division are responsible for, among other things:

• conducting mock SEC inspections
• analyzing clients’ trading practices,
• evaluating personal securities transactions,
• assisting clients with the preparation and maintenance of Form
• ADV,
• interacting with the SEC, state and other regulators,
• writing articles for various compliance publications,
• speaking at conferences and in other public settings, and developing new client relationships
  

Qualifications:
Interested candidates would be expected to possess at least five to seven years of industry experience and a bachelor’s degree. It is anticipated that up to 50% of an ACA consultant’s time would be dedicated to traveling around the country to provide on-site advice and assistance to clients. Candidates will also be required to work independently, demonstrate strong organizational skills, work effectively as a member of a team and proactively interact with a diverse group of clients. A writing sample must be submitted by a candidate upon request.

Compensation & Benefits:
Compensation, which will be competitive and commensurate with industry experience, would include a base salary plus incentive based commissions and bonus. ACA also offers an excellent benefits package.

To Apply:
If you are interested in joining a fast-paced, exciting, and dedicated group of compliance professionals, please send your resume, including salary history and requirements, to Rob Stype at rstype@acacompliancegroup.com or fax to ACA at (202) 955-8331.

ACA is committed to Equal Employment Opportunity and to attracting and retaining the most qualified employees regardless of race, national origin, religion, sexual orientation, gender, age or disability.