Business Suit and Tie

 

INVESTMENT COMPANY CONSULTANT

ACA Compliance Group is looking for individuals in the Investment Management and Mutual Fund industry with experience in one or more of the following areas specific to mutual funds: in house compliance, fund accounting, fund administration, mutual fund transfer agency, and/or custody operations.

You will be part of a consultancy team of professionals delivering quality assurance service to a variety of clients including investment management, investment company, hedge fund managers and third-party service providers.

Line of Service:
Investment Company SEC Regulatory Consulting

Office:
Boston, MA or New York Metro

Summary of Responsibilities:

  • Planning and executing operational regulatory reviews to evaluate business process and technical controls to support conclusions;
  • Ability to understand and interpret SEC regulations and determine applicability to client’s operations; and
  • Developing, documenting and delivering matrix style reports or other methods of reporting of these reviews.

Years Experience Required:

  • 3-5 years Registered Investment Company Audit and SAS 70 type related and/or Fund Accounting and Fund Administration experience; or
  • 5 years experience of in-house compliance, with a minimum of 3 years experience in over sighting a mutual fund complex; or
  • 3 years minimum with Big 5 Public Accounting Firm experience on mutual fund audits/reviews. Financial Services – Investment Management – Investment Company industry experience required.

Education Required:
BA/BS Finance or Accounting Degree required from an Accredited Business School of the University. CFA/CPA/CISA a plus.

Job Requirements:

  • Strong oral and written communication skills
  • Commitment to exceptional client service
  • Creative problem-solving ability
  • Flexible, self-starter possessing intellectual curiosity
  • Ability to interact with various levels of client and firm management
  • Ability to travel 50% on an annual basis
  • Need to have sufficient understanding of investment company Transfer Agency, Fund Accounting & Fund Administration operations
  • Technology skills are required - must be proficient in MS Word and Excel, Access DB a plus

Compensation & Benefits:
Compensation, which will be competitive and commensurate with industry experience, would include a base salary plus incentive based commissions and bonus. ACA also offers an excellent benefits package.

To Apply:
If you are interested in joining a fast-paced, exciting, and dedicated group of compliance professionals, please send your resume, including salary history and requirements, to Nick Prokos at nprokos@acacompliancegroup.com or fax to ACA at (202) 955-8331.

ACA is committed to Equal Employment Opportunity and to attracting and retaining the most qualified employees regardless of race, national origin, religion, sexual orientation, gender, age or disability.