SPEAKING ENGAGEMENTS 2010
Click on the month to view the speaking engagements.
- January
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- February
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- March
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- April
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- May
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- June
- July
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- August
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- September
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- October
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- November
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- December
January
Buyouts South 2010 Conference | |
| Date: | January 28, 2010 |
| Topic: | How Will Coming Regulation Affect the Private Equity Industry? |
| Sponsor: | Thomas Reuters |
| Location: | Boca Raton, FL |
| Speaker: | Barry Schwartz |
| ***** | |
February
Investment Advisor Compliance | |
| Date: | February 2, 2010 |
| Topic: | Understanding the New SEC Inspection Program Priorities |
| Sponsor: | FRA |
| Location: | New York, NY |
| Speaker: | Ted Eichenlaub |
| ***** | |
Herbert L. Jamison & Co. Breakfast Program | |
| Date: | February 3, 2010 |
| Topic: | Regulatory Changes for Investment Managers and Broker-Dealers |
| Sponsor: | Herbert L. Jamison & Co |
| Location: | Boca Raton, FL |
| Speaker: | Francois Cooke |
| ***** | |
March
Broker-Dealer CCO Roundtable | |
| Date: | March 10-11,2010 |
| Topic: | Compliance Hot Topics |
| Sponsor: | Andrews Kurth & ACA Compliance Group |
| Location: | Dallas, TX |
| Speaker: | Francois Cooke |
| ***** | |
April
UBS Prime Brokerage CFO/COO Conference | |
| Date: | April 21, 2010 |
| Topic: | US and International Regulatory Developments |
| Sponsor: | UBS |
| Location: | Naples, Fl |
| Speaker: | Barry Schwartz, Partner |
| ***** | |
May
Broker-Dealer CCO Roundtable | |
| Date: | May 20, 2010 |
| Topic: | Compliance Hot Topics |
| Sponsor: | Locke Lord Bissell & Liddell |
| Location: | Chicago, IL |
| Speaker: | Francois Cooke |
| ***** | |
June
9th Annual Private Equity Tax & Compliance Practices Forum | |
| Date: | June 24, 2010 |
| Topic: | Building a Compliance Office |
| Sponsor: | IIR USA |
| Location: | Boston, MA |
| Speaker: | Nick Prokos |
| ***** | |
Best Practices and Solutions | |
| Date: | June 9, 2010 |
| Topic: | Best Practices and Solutions for Handling Challenges from the Massachusetts Data Security and Privacy Regulations |
| Sponsor: | K&L Gates |
| Location: | Boston, MA |
| Speaker: | Kim H. Daly |
| ***** | |
July
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| ***** | |
August
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| ***** | |
September
The 6th Marketing & Advertising Compliance Forum for Investment Advisers | |
| Date: | September 16, 2010 |
| Topic: | GIPS Compliance: What’s New for 2011? |
| Sponsor: | Financial Research Associates LLC |
| Location: | New York, NY |
| Speaker: | Justin Guthrie |
| ***** | |
October
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| ***** | |
November
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| ***** | |
December
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| ***** | |